SPEC Finance
Investment BankingCapital Markets

Accessing Capital. Structuring Transactions.Supporting Growth.

Our Capital Markets practice helps eligible issuers, corporates, promoters and other stakeholders navigate capital-raising and securities transactions across private and public market environments.

Issue ManagementPrivate PlacementUnderwritingDebt Listing & ArrangingOffers by Listed IssuersCapital Raising AdvisoryIssue ManagementPrivate PlacementUnderwritingDebt Listing & ArrangingOffers by Listed IssuersCapital Raising Advisory
Capital Markets
PART OF:
Investment Banking

As an IFSCA-registered Investment Banker, we support clients across the transaction lifecycle, from initial assessment and transaction strategy through structuring, documentation, investor and stakeholder coordination and execution, within the scope of applicable laws and regulatory permissions.

Our approach combines financial analysis, transaction structuring and market understanding to help clients evaluate appropriate capital-raising opportunities and execute transactions efficiently.

Our Capabilities

Six ways we help you access capital

01

Issue Management

We support eligible issuers in managing issues of securities and permitted financial products in accordance with the applicable regulatory framework.

OUR ROLE MAY EXTEND ACROSS THE TRANSACTION LIFECYCLE, INCLUDING
Transaction strategy and planning
Issue structuring
Financial and business analysis
Due diligence coordination
Preparation and coordination of transaction documentation
Regulatory process coordination
Stakeholder management
Investor coordination
Transaction execution support

We work with issuers and relevant stakeholders to establish a disciplined transaction process designed to support successful capital raising.

02

Private Placement of Securities

We advise and support eligible issuers and stakeholders in connection with private placement transactions involving securities that are listed or proposed to be listed, subject to applicable regulatory requirements.

OUR CAPABILITIES MAY INCLUDE
Transaction strategy
Capital requirement assessment
Transaction structuring
Financial analysis
Investor identification and engagement
Preparation of investor and transaction materials
Negotiation support
Transaction coordination
Execution assistance

We help clients evaluate private placement opportunities and develop transaction structures aligned with their funding requirements and strategic objectives.

03

Underwriting

We provide underwriting services in eligible securities issues in accordance with the applicable regulatory framework.

OUR UNDERWRITING APPROACH IS SUPPORTED BY DISCIPLINED ASSESSMENT OF
Issue characteristics
Transaction structure
Market conditions
Investor demand
Risk considerations
Underwriting obligations

We work closely with issuers and other transaction participants to support efficient execution and appropriate risk management throughout the issue process.

04

Debt Listing & Arranging

We support issuers and eligible stakeholders in connection with debt listing transactions and related investment-banking activities.

OUR CAPABILITIES INCLUDE
Debt issuance strategy
Transaction structuring
Listing strategy
Transaction documentation coordination
Stakeholder engagement
Investor coordination
Listing process support
Transaction execution coordination

Our objective is to help clients navigate the debt listing process through a structured and coordinated transaction approach.

05

Offers by Listed Issuers

We provide investment-banking support in connection with eligible offers by listed issuers, including applicable transactions involving:

Buy-backs
Delisting
Open offers
Other eligible corporate actions

Our role may include transaction planning, financial analysis, valuation support, process coordination, stakeholder engagement and execution support, subject to the applicable regulatory framework.

06

Capital Raising Advisory

We advise clients on capital-raising strategy and transaction execution within the scope of our applicable regulatory permissions.

OUR ADVISORY MAY COVER
Assessment of capital requirements
Evaluation of funding alternatives
Transaction strategy
Capital-raising structure
Securities issuance strategy
Investor positioning
Transaction preparation
Execution planning

We help clients evaluate the right transaction approach based on their strategic objectives, financial requirements and prevailing market conditions.

Our Approach to Capital Markets
01
Assess
Understanding the issuer's business, funding requirements, financial position and strategic objectives.
02
Structure
Evaluating appropriate transaction structures, instruments and execution strategies.
03
Prepare
Coordinating financial analysis, due diligence, documentation and transaction materials.
04
Engage
Supporting engagement with relevant investors, lenders, stakeholders and transaction participants.
05
Execute
Coordinating the transaction process through regulatory, documentation and execution stages.
06
Complete
Supporting transaction closing and completion in coordination with relevant stakeholders.
Who We Serve
Corporates & Promoters

Capital raising and securities transactions to support growth, expansion and strategic objectives.

Listed & Prospective Issuers

Issue management, private placements, underwriting and debt listing-related activities.

Financial Institutions

Capital markets transactions and strategic financing requirements.

Investment Funds & Institutional Investors

Participation in eligible capital markets and strategic transactions.

International Businesses

Supporting eligible transactions involving international investors and the GIFT IFSC ecosystem.

WHY CAPITAL MARKETS WITH US

Why Capital Markets With Us

Regulatory Framework
An IFSCA-regulated Investment Banking platform operating from GIFT IFSC.
Transaction Expertise
Integrated support across transaction strategy, structuring and execution.
Institutional Approach
Disciplined processes, financial analysis and transaction management.
Cross-Border Perspective
An international orientation connecting eligible businesses and capital providers.
Execution Focus
Hands-on support throughout the transaction lifecycle.
Regulatory Disclosure

Services are undertaken only to the extent permitted under applicable laws, regulations and regulatory permissions.

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RELATED PRACTICE AREAS:
Other Investment Banking capabilities that may support your requirement.
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